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1 FINANCE MCQS

The legal document required by the Securities Exchange Commission that shows risks and details of an issue is called:

  • Prospectus
  • Stated document
  • Risk detail document
  • Exchange commission document
Correct Answer: A. Prospectus

Detailed Explanation

A prospectus is a formal legal document issued by a company and required by the Securities Exchange Commission (SEC) when offering securities to the public. It provides details about the company, the terms of the securities, and the associated risks to help investors make informed decisions before investing.

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