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1 FINANCE MCQS

In a best efforts offering, the price of securities is initially set by ____________?

  • Municipality
  • Insurance companies
  • Negotiable transactions
  • Global placement
Correct Answer: C. Negotiable transactions

Detailed Explanation

In a best efforts offering, the investment bank does not guarantee to sell all the securities but agrees to use its best effort to find buyers. The price of securities is set through negotiation between the issuer and the investment bank. Unlike a firm commitment, the bank does not take on full risk but works as an agent to place the securities at an agreed price.

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