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1 FINANCE MCQS

In a negotiated sale, the services provided by investment banks include ____________?

  • Origination services
  • Document collection services
  • Advising services
  • Both A and C
Correct Answer: D. Both A and C

Detailed Explanation

In a negotiated sale, an investment bank works closely with the issuer to structure the deal and sell securities. The main services include origination services, which involve designing the security, pricing it, and ensuring compliance with regulations, and advising services, which guide the issuer on market conditions, timing, and strategy. Document collection is not a core function in this process, so the correct combination is origination and advising services.

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